The Ultimate Guide to Becoming a High Reliability Organization
Learn how to foster trust, safety, and reliability in healthcare by becoming a high-reliability organization. This guide outlines key principles and proven strategies for healthcare teams to prevent errors, enhance patient safety, and drive continuous improvement.
⏰ 18 min read
Published on July 8, 2021
What is a High-Reliability Organization in Healthcare?
High-Reliability Organizations (HROs) are organizations that operate in complex, high-hazard environments for extended periods without serious accidents or catastrophic failures. This concept is critical in healthcare, where failures can be life-threatening. Becoming a High-Reliability Organization (HRO) in healthcare means fostering a mindset of continuous safety and reliability, ensuring every process, action, and decision is grounded in this principle.
Building Trust and Safety: The Core of High-Reliability Organizations
Patients and their loved ones expect medical care they can trust and rely on. As a High-Reliability Organization (HRO), prioritizing a safe and error-free environment builds trust between medical providers and their patients. Establishing rapport as an HRO is essential for the success of your team and those they care for.
Successful HROs have buy-in from every member of the team. Attention to detail, diligent followup on issues and consistent teamwork are just a few of the keys to success. But what truly makes an High-Reliability Organization?
Stephanie Iorio, RN and former Education Commission chair for the National Association for Healthcare Quality, emphasizes the importance of an ongoing, evergreen high-reliability mindset. She suggests that an organization’s frame of mind is the most crucial key to long-term success.
The most successful high-reliability organizations do not merely check off a list of achievements, she says, but adopt a permanent and comprehensive culture of safety. Just as the healthcare landscape shifts, so, too, must an organization’s willingness to change its behavior in service of enhanced reliability.
HROs are constantly seeking to improve, remaining at the forefront of safety research. Likewise, their work is grounded and data-driven, with changes based on the lived experiences of patients and frontline staff.
Most critically, these changes do not need to involve a major financial investment for the organization. Starting small with subtle shifts in culture can produce a ripple effect that slowly but measurably leads to lasting positive change. Safety leaders can always work toward making changes that lead to improved patient outcomes and a more reliable organizational reputation.
How are the most successful HROs creating a culture of safety in their hospitals and facilities? They typically begin by addressing the five key traits of a successful HRO.1
Five Principles of a High-Reliability Organization in Healthcare:
1. Sensitivity to Operations
This means each team member involved in patient care needs to be aware of what is going on in the organization as a whole. You can think of this as big-picture understanding or situational awareness.2 To explore how this principle can benefit your organization, visit our detailed guide on sensitivity to operations.
2. Reluctance to Simplify
Rather than oversimplifying issues, individuals at HROs dig deeper for the solutions to problems by exploring “work processes and how and why things succeed or fail in their environment.”² While this approach is more labor-intensive, it prevents issues down the road and lightens the workload when appropriate solutions are discovered and applied.
3. Preoccupation with Failure
This may seem like a backward approach, but focusing on failures actually helps create more successes. By focusing on what could go wrong, you can prevent those errors from ever happening. Near misses or Good Catches should be celebrated for the prevention of error.
This can be one of the most challenging principles for organizations to adopt, particularly in healthcare settings. It’s a shift in mindset that turns every failure into a robust opportunity for learning and growth. Rather than sweeping incidents under the rug, HROs become invested in learning why a given incident took place in service of preventing future occurrences. For practical tools on applying this mindset, check out our comprehensive guide on preoccupation with failure.
Organizations often begin this shift by leveraging Patient Safety Event Reporting systems, which serve as valuable resources for identifying areas for improvement and learning from near misses.
4. Deference to the Expertise
In a high-reliability organization, it’s important to understand that you can’t be an expert on everything. By finding the person who is, you can help create a safer, error-free environment. It’s also important to let employees become experts in their own areas. Seniority shouldn’t matter, and everyone should be “encouraged to voice their concerns, ideas and input — regardless of hierarchy.”1
HROs value the voices of their frontline care workers, providing opportunities for them to offer feedback on their experiences. Without listening to patient-facing staff, all the choices leaders and administrators make are theoretical. By deferring to expertise, leaders can base decisions on the qualitative and quantitative experiences of those working with patients every day.
By giving your frontline staff a voice, you empower them, creating a stronger sense of career satisfaction. They will feel like their opinions matter because they do. Starting this process can be as simple as putting more weight on Patient Safety Event Reporting data while making organizational decisions.
Similarly, many organizations defer to outside experts to help gather the data they utilize for decision-making. This allows data experts to apply their core competencies, leaving frontline staff to focus on patient care.
“Partnering with the ADN for our SOPS® allowed our team to focus on our greatest opportunities for improvement. The expertise of the ADN team is a great way to accelerate the process and empower us to act much sooner on the survey findings than if we had handled the process in-house. The analytics reports were thorough and easy to understand. We strive to have excellent processes and have high expectations at all levels of our leadership team. Our senior leadership was very complimentary of the reports and custom presentation that ADN delivered. We have used other vendors in the past, but this has been our most positive experience yet. We would love to work with ADN again.”
Shelley Moser, Senior Director of Quality and Safety United Regional Health Care System
5. Commitment to Resiliency
When errors do occur, it is essential to move forward with a relentless determination to problem solve and improve. Becoming a high-reliability organization means being on the lookout for ways to improve, whether through better evaluation tools – such as a Hospital Good Catch Program – or by providing more opportunities for skill development. For additional resources on this principle, explore this in-depth guide on fostering resilience.
When these five HRO principles (or traits) are fully integrated into organizational culture and practices, your healthcare facility will be on the fast track to becoming an HRO. But how do you get there? Becoming an HRO takes commitment to a wide variety of strategies and frameworks, but it is attainable for your organization.
The Best HRO Implementation Frameworks to Follow
Focusing your efforts on the most effective frameworks and implementation strategies can reduce wasted time and resources when becoming a high-reliability organization.
An article published in the September 2020 issue of Journal of Patient Safety, “Implementing High-Reliability Organization Principles Into Practice: A Rapid Evidence Review,” sought to synthesize all the HRO frameworks, metrics, and implementation effects to help inform health systems’ efforts toward becoming HROs. The authors reviewed bibliographic databases from 2010 to 2019, identifying 23 key articles detailing 8 different frameworks.
Their analysis revealed multiple notable findings about 9 different healthcare facilities who implemented HRO initiatives:
Improvements in outcomes were maintained for upward of 9 years for 4 of the facilities.
Serious Safety Events (SSEs) decreased between 55%-83% 2 years after initiative implementation in the same 4 facilities.
The authors pinpointed 5 key strategies common across the frameworks identified by their research:
Developing leadership,
Supporting a culture of safety,
Providing training and learning opportunities for providers and staff,
Building and using data systems to measure progress (the most emphasized across all frameworks), and
Implementing quality improvement interventions to address specific patient safety issues.7
Top 2 Frameworks Used By High-Reliability Organizations
Out of the 8 frameworks analyzed, 2 stood out because they “involved extensive stakeholder involvement in their development and were the most comprehensive, broadly applicable, and sufficiently detailed to inform implementation.”7
The Joint Commission’s High Reliability Health Care Maturity Model (HRHCM) Based on its extensive healthcare experience and through studying the features of industries that have achieved high reliability, The Joint Commission® constructed a framework that health care organizations can use to accelerate their progress toward the ultimate goal of zero harm.
The framework is organized around three major domains of change:
Leadership committed to the goal of zero harm,
An organizational safety culture where all staff can speak up about things that would negatively impact the organization, and
An empowered workforce that employs Robust Process Improvement (RPI) tools to address the improvement opportunities they find and drive significant and lasting change.
Institute for Healthcare Improvement’s Framework for Safe, Reliable and Effective Care A group of subject-matter experts at IHI and Safe & Reliable Healthcare (SRH) have collaborated over 15 years to develop the Framework for Safe, Reliable, and Effective Care. Made up of two foundational domains — culture and the learning system — along with nine interrelated components, with patients and families at the core, the framework brings together succinctly and in one place all the strategic, clinical, and operational concepts that are critical to achieving safe, reliable, and effective care. For more guidance on applying these frameworks to your organization’s journey, refer to the national patient safety goals guide.
Strategies to Become an HRO from a 3-Year Case Study at Truman VA Medical Center
The Truman VA Medical Center in Columbia, Missouri worked for three years, beginning in 2016, to become a high-reliability organization. They improved patient outcomes, increased error reporting, and their process has since been developed into a list of 10 essential strategies for other organizations who want to replicate their results.
“The primary benefit of improving patient safety culture is to improve the transparency in reporting patient safety events, the heightened sophistication for examining the root cause of events that occur, the creation of meaningful action plans to mitigate or prevent such risk in the future, and an annual analysis of processes for standardization associated with ongoing training and repeated cycles for continuous improvement.”3
10 Actionable Strategies for High-Reliability Organizations in Healthcare
Conducting a baseline and yearly assessment/patient safety site visit.
Unit-based improvement project implementation and monitoring.
CTT simulation education.
While these 10 strategies may seem overwhelming at first, tackling them one at a time will put your organization on the path to success. In reality, “there is no recipe for transforming an organization into an HRO. Put another way, there is no easy path to achieving safe and reliable performance.” 4
The steps to implementing strategies and a framework that move your organization in the right direction require leadership buy-in as they commit to the goal of zero patient harm.5 Get leaders on board by demonstrating how much profit can be saved by preventing a certain number of different types of adverse events. The entire organization must also support a culture of safety — with “accountability, teamwork and communication” 5 as essential elements of this support.
Measurement Tools and Metrics to Track on the Path to Becoming an HRO
As your organization implements the 10 strategies listed above, it’s crucial to monitor growth by tracking various metrics and utilizing several measurement tools. Building and using data systems to measure progress helps develop solutions to problems at hand.5 Your organization can gauge success by gathering baseline metrics before beginning any HRO-related initiatives, and then measure progress throughout the following months and years.
HRO Tools for Measuring Change
There are several ways to measure change, including assessments and surveys. Maintaining a constant awareness of progress – or lack thereof – can help promote a culture of safety. No matter what tools you choose, consistency is key. Consider the following tools to help your organization become a high-reliability organization:
The Joint Commission’s Oro 2.0 High Reliability Assessment Tool5 Oro 2.0 is an online organizational assessment for executive leadership teams that identifies your organization’s current high-reliability maturity level. The assessment helps senior leaders understand where they stand and paves a path towards zero harm.
Culture of Safety Self-Assessment Survey and Automated Analytics Report Tool8 The American College of Healthcare Executives also developed a self-assessment tool for leadership teams to assist organizations in their quest to develop a culture of safety. The survey is organized into six leadership domains:
Establish a compelling vision;
Build trust, respect, and inclusion;
Select, develop, and engage your Board;
Prioritize safety in the selection and development of leaders;
Lead and reward a just culture; and
Establish organizational behavior expectations.
AHRQ Patient Safety Culture (SOPS) Survey5 Providers and other staff can assess patient safety culture in their organization using this survey. Consider using a combination of an annual or biennial survey alongside a more frequent mini-culture survey. ADN offers an easy-to-use, HIPAA-compliant survey and a comprehensive reports package. For an in-depth overview, read our comprehensive guide to the Hospital Survey on Patient Safety Culture to learn more.
Continuous measurement and evaluation of outcome measures are integral to any initiative, including comparisons to baseline performance to determine if improvements are made and whether headway is attributable to the newly implemented strategies. In-hospital Mortality and Complication rates are commonly-used, nationally-prioritized outcome measures to help assess the impact on the quality and safety of care. To gain more insights into the implications of mortality rates in patient safety, read this patient safety analysis, which highlights key findings related to mortality.
Number of Patient Safety Events Reported3
Rather than a goal of less events reported, look for an increase in reporting that represents an improvement in communication and culture surrounding patient safety awareness. Utilizing tools such as the Good Catch/Near Miss Campaign Toolkit can help your organization meet these goals. For more guidance on how to enhance your reporting systems, explore this guide on implementing a Hospital Good Catch Program, which outlines the steps to build an effective system.
Serious Safety Event Rate (SSER)3
Track adverse patient safety events involving severe harm or death. This rate should decrease due to events being caught before they occur, thus contributing to the goal of increasing the number of patient safety events reported. However, literature does suggest that if your facility already has a low SSER, this metric may be a less accurate indicator of HRO progress, meaning your facility’s patient safety may be improving without any meaningful movement seen in the SSER — all the more reason to be tracking multiple data points to measure progress.
Achieving High-Reliability
High-reliability teams are committed to being mindfully attentive and actionable toward preventing errors and increasing safety.6 Through tracking the metrics above and taking steps to work toward each of the strategies outlined in this article, your organization will be on the path to becoming an High-Reliability Organization.
For over 30 years, American Data Network, which is also the parent company to its Patient Safety Organization (ADNPSO), has worked with large data sets from various sources, aggregating and mining data to identify patterns, trends, and priorities within the clinical, financial, quality and patient safety arenas. ADN developed the Quality Assurance Communication (QAC) application, with which hospitals, clinics, rehabs, and other providers record and manage patient safety events. By entering events into ADN’s QAC application and submitting them to ADNPSO, information is federally protected and thereby privileged and confidential. These protections provide a safe harbor to learn from mistakes and improve patient safety.
By leveraging tools like ADN’s Quality Assurance Communication (QAC) application and fostering a proactive culture of safety, healthcare organizations can take significant steps toward becoming high-reliability organizations. With the right support and commitment to continuous improvement, your facility can enhance patient safety, reduce harm, and achieve lasting, reliable performance.